Despite the testimonial nature of witness’s prior statement, and the
fact that she failed to remember anything about it, the Confrontation Clause
was not implicated.[In the Matter of M.H.V.-P.](11-2-9)
On May 4, 2011, the El Paso Court of Appeals held that memory loss does
not render a witness "absent" for Confrontation Clause purposes
post-Crawford so long as the witness was present and testifying at the time
the prior statement was admitted.
¶ 11-2-9. In the Matter of M.H.V.-P., No. 08-09-00291-CV, --- S.W.3d ----,
2011 WL 1663154 (Tex.App.-El Paso, 5/4/11).
Facts: On February 16, 2009, the complainant was at school when Appellant, a
much bigger person than he, called him a "faggot" as he walked past
Appellant in the school hallway. Appellant started walking behind the
complainant and then pushed him. The complainant attempted to keep walking,
but Appellant pushed him again. At that point, the complainant turned around
and asked what his problem was. Appellant responded that he did not like him
and punched the complainant in the face with his fist. The complainant tried
to defend himself by pushing Appellant back, but Appellant lifted him from
his legs and pushed him down to the floor. Appellant continued to punch the
complainant all over his body and stomped on him with his feet, as well. The
assault only stopped when two teachers pushed Appellant away.
L.C., a classmate, witnessed the assault. However, at the time of trial, she
did not remember anything about the fight, nor did she remember what she
told the school security officer about the assault. At that point, the State
sought to introduce L.C.'s written statement based on Rule 804(a)(3), which
provides for the admission of hearsay when the declarant cannot remember
what occurred. See Tex.R. Evid. 804(a)(3). Appellant, however, objected that
admission of the statement would violate his rights to confrontation. The
trial court overruled the objection, but the parties agreed that only a
portion of L.C.'s statement would be admitted. The statement, as admitted,
read:
[Appellant] saw [the complainant] and followed him and started pushing him
and hitting [the complainant] out of nowhere. And [the complainant] fell to
the floor, so [the complainant] got up and defended himself cause [sic] he
was getting hit by [Appellant]. [Appellant] just started to hit [the
complainant] and thats [sic] not right.
S.M., the complainant's former girlfriend, did remember the fight. S.M.
recalled that she was in class when L.C. entered and told her that Appellant
was fighting with the complainant. S.M. then went into the hallway and saw
the boys punching each other. When Appellant stopped, S.M. noticed that the
complainant's lip was bleeding.
Kelly Harris, a teacher, recalled that she was in her classroom when she
heard some girls yelling, "[Appellant], stop." Harris saw Appellant leave
her classroom, and when Harris got outside her classroom door, she saw
Appellant hitting the complainant. Harris noticed that the complainant tried
to push Appellant away, in a defensive manner. But Appellant "flipped" the
complainant onto the floor. Despite Harris' instructions to stop hitting the
complainant, Appellant continued on, striking the complainant "numerous"
times. The assault did not stop until a male teacher, Gerardo Saucedo, was
able to pull Appellant off of the complainant.
Saucedo testified that upon leaving his classroom, he recalled seeing
Appellant punch the complainant "over and over again." Saucedo noticed that
the complainant had his hands over his head, trying to defend himself.
Saucedo then got in the middle of both of them and tried to push Appellant
back. When the assault ceased, Appellant tried to leave the school and go
home, but Saucedo told him to stay. Saucedo took Appellant into Harris'
classroom, and Appellant told him that "they just got in a fight."
Cynthia Britton, another teacher, stepped into the hallway, having heard
Harris yell, and saw Appellant "beating" the complainant, who was lying on
the floor. Specifically, Britton saw Appellant holding onto the
complainant's shirt and "viciously beating him," despite the complainant's
attempts to get away. Appellant only stopped when she saw Saucedo pull him
off of the complainant. After the assault, Britton followed Appellant and
Saucedo into Harris' classroom. There, she asked why he was fighting, and
Appellant responded that the complainant "flipped" him off and he was taught
to stand up for himself. Britton replied, "Wow, you're a hothead. That
caused you to go and beat somebody up? Because he flipped you off?"
Ignacio Estorga, the assistant principal, asked the teachers to provide
statements as to what happened. Estorga also spoke with Appellant about the
incident, and Appellant told him that he ran after the complainant, after
the complainant flipped him off. According to Appellant, the complainant
punched him first, and then they started fighting. Rita Rivera, Appellant's
mother, recalled seeing a bruise on Appellant's cheek when she went to pick
him up from school after the incident occurred.
At trial, Appellant testified in his defense. He claimed that he was inside
Harris' classroom talking to L.C. about Jeffrey Starr, a celebrity. As
Appellant asked L.C., "Isn't he a faggot," referring to Starr, the
complainant walked by. When the boys made eye contact, Appellant stated that
"tempers were flaring," and the complainant gave Appellant the finger.
Although Appellant knew that the complainant was not very
in-timidating--indeed, the complainant was much smaller than him--Appellant
left the classroom and asked the complainant, "What's your problem," and the
complainant responded that "you're a bitch." Appellant next claimed that the
complainant pushed him, so he pushed the complainant back. Appellant then
turned to go back into the classroom, but he heard the complainant take a
step towards him. When Appellant turned around, he alleged that the
complainant punched him on the chin. Thinking the complainant should get
what he deserved, Appellant then started fighting with the complainant.
Appellant "put" the complainant on the ground, and Appellant fell on top of
him. They only stopped fighting when Saucedo separated them. According to
Appellant, he simply defended himself.
In his sole issue presented for our review, Appellant contends that the
trial court erred by admitting L.C.'s statement into evidence over his
Confrontation Clause ob-jection. The State responds that the statement was
properly admitted under Rule 804(a)(3), and that in the alternative, if the
statement was erroneously admitted, the error was harmless.
Held: Affirmed
Opinion: The United States Constitution guarantees an accused, in all
federal and state prosecutions, the right "to be confronted with the
witnesses against him." U.S. Const. amends. VI, XIV; Crawford v. Washington,
541 U.S. 36, 42, 124 S.Ct. 1354, 158 L.Ed.2d 177 (2004); Pointer v. Texas,
380 U.S. 400, 406, 85 S.Ct. 1065, 13 L.Ed.2d 923 (1965) (applying the Sixth
Amendment to the states). Confrontation rights are implicated where an
out-of-court statement is made by an absent witness and that statement is
testimonial in nature. Crawford, 541 U.S. at 50-52. Once implicated, such
testimonial hearsay is admissible only if (1) the declarant is unavailable
and (2) the defendant had a prior opportunity to cross-examine the
declarant. Id. at 53-54.
Initially, we address the State's argument that Crawford does not apply in a
juvenile adjudication hearing. For support, the State relies on In re M.P.,
220 S.W.3d 99, 110 (Tex.App.-Waco 2007, pet. denied). However, the Waco
Court of Appeals' decision in M.P. concerned the right to confrontation at
the disposition phase of the juvenile proceeding, not the adjudication
phase. See id. The adjudication phase is different from a disposition
proceeding or a transfer hearing, as it is the only proceeding at which the
juvenile can be acquitted of any alleged wrongdoing. At the adjudication
hearing, the juvenile is guaranteed the same constitutional rights as an
adult in a criminal proceeding. See In re Winship, 397 U.S. 358, 359, 90
S.Ct. 1068, 25 L.Ed.2d 368 (1970). Neither the protections afforded by the
Fourteenth Amendment nor the Bill of Rights are limited to just adults. In
re Gault, 387 U.S. 1, 13, 87 S.Ct. 1428, 18 L.Ed.3d 527 (1967); State v.
C.J.F., 183 S.W.3d 841, 847 (Tex.App.-Houston [1st Dist.] 2005, pet. denied)
(citations omitted). Indeed, in Gault, the United States Supreme Court
determined that juveniles are entitled to notice of charges, defense
counsel, the privilege against self-incrimination, and confrontation of and
cross-examination of witnesses. In re Gault, 387 U.S. at 49; Hidalgo v.
State, 983 S.W.2d 746, 751 (Tex.Crim.App.1999). Thus, we conclude that M.P.
is inapposite and hold that Crawford applies at the adjudication hearing.
We now turn to the State's second argument, that is, that the trial court
did not abuse its discretion in admitting the statement as that admission
fell within a firmly rooted hearsay exception, namely, Rule 804(a)(3). That
rule provides for the admission of certain hearsay when the declarant
testifies to a lack of memory on the subject matter of her statement. See
Tex.R. Evid. 804(a)(3). However, both the Supreme Court and the Court of
Criminal Appeals have made clear that the Confrontation Clause trumps any
hearsay exception. Indeed, a "statement is inadmissible absent a showing
that the declarant is presently unavailable and the defendant had a prior
opportunity for cross-examination, even if the statement 'falls under a
"firmly rooted hearsay exception" or bears "particularized guarantees of
trustworthiness." ' " Wall, 184 S.W.3d at 734-35 (quoting Crawford, 541 U.S.
at 59-60, 68). Thus, even if the statement was admissible under Rule
804(a)(3), an issue we do not reach, we must still decide whether admission
violated Appellant's confrontation rights.
In a Confrontation Clause analysis, the threshold question is whether the
statement at issue is testimonial or non-testimonial in nature. Wilson v.
State, 151 S.W.3d 694, 697 (Tex.App.-Fort Worth 2004, pet. ref'd); see also
Crawford, 541 U.S. at 68-69. A statement is "testimonial" if it is a "solemn
declaration" made for the purpose of establishing some fact. Crawford, 541 U
.S. at 51; see also Russeau v. State, 171 S.W.3d 871, 880-81 (Tex .
Crim.App.2005). Without a doubt, statements derived from police
interrogations are indisputably testimonial. See Crawford, 541 U.S. at 68.
Here, we believe that L.C.'s statement falls into that same category.
Indeed, the statement was made to the school security officer, written on a
document titled "Student Incident Report," and signed by L.C., acknowledging
that the same "is true to the best of my knowledge." It was made for
purposes of determining what happened, and L.C. described the incident in
detail, explaining how the fight started, what happened during the fight,
and why Appellant attacked the complainant. It was certainly not just a
simple notation that Appellant was involved in a fight. Therefore, we
conclude that L.C.'s written statement was testimonial. See Grant v. State,
218 S.W.3d 225, 232 (Tex.App.-Houston [14th Dist.] 2007, pet. ref'd)
(finding written statements made to a school principal for purposes of
determining whether a person violated schools rules by engaging in
prohibited behavior was testimonial).
Nevertheless, the State argues that the Confrontation Clause was not
implicated because L.C. was not absent from trial. Although it is true that
L.C. did appear in court and that she was questioned by defense counsel, she
did not remember anything that happened that day, nor could she remember
what she told the school security officer about the assault. This Court
previously found that a witness was absent for purposes of implicating the
Confrontation Clause analysis when she testified to a complete memory loss
regarding her previous statements, despite appearing at trial and being
questioned by defense counsel. See Woodall v. State, No. 08-07-00015-CR,
2009 WL 2872837, at *5 (Tex.App.-El Paso Sept. 9, 2009, pet. granted) (op.,
not designated for publication). However, the Court of Criminal Appeals
later reversed that decision, holding that memory loss does not render a
witness "absent" for Confrontation Clause purposes post-Crawford so long as
the witness was present and testifying at the time the prior statement is
admitted. See Woodall v. State, No. PD-1379-09, --- S.W.3d ----, 2011 WL
743844, at *8 (Tex.Crim.App. Mar. 2, 2011) (not yet reported). Accordingly,
although L.C. could not remember the details of her prior written statement,
because she was present and testifying at the time her statement was
admitted, she was not "absent" for Confrontation Clause purposes. Id.
Therefore, despite the testimonial nature of her statement, we hold that the
Confrontation Clause was not implicated in this case. See Crawford, 514 U.S.
at 50-52, 59; Woodall, 2011 WL 743844, at *6 (cases stating that to
implicate the Confrontation Clause, an out-of-court statement must meet two
requirements: (1) that it was made by a witness absent from trial; and (2)
that it was testimonial in nature).
Conclusion: In short, we find that the trial court did not abuse its
discretion by overruling Appellant's Confrontation Clause objection to the
admission of L.C.'s written statement. As Appellant does not contend that
the statement was inadmissible under Rule 804(a)(3) but for his
Confrontation Clause complaint, we will not address that issue. Appellant's
sole issue is overruled. Having overruled Appellant's sole issue, we affirm
the trial court's judgment.