In writ of mandamus by a juvenile, it is the juvenile's burden to show, with
a sufficient record, that he has a right to mandamus relief. [In re B.T.](10-3-1)
On May 21, 2010, the Tyler Court of Appeals held that because the juvenile
failed to include certain reports in the mandamus record, they could not decide
whether the juvenile had an inadequate remedy by appeal and as a result could
not fully consider whether the trial court's order constituted an abuse of its
discretion.
10-3-1. In re B.T., MEMORANDUM, No. 12-10-00141-CV, 2010 WL 2018374
(Tex.App.-Tyler, 5/21/10).
Facts: B.T. is a seventeen year old juvenile. In September 2007, B.T. was
evaluated by Dr. Paul Andrews, a licensed psychologist, for fitness to proceed
in a juvenile matter. Dr. Andrews reported that B.T. was fit to proceed, and B.T.
was subsequently adjudicated delinquent. He was assessed an indeterminate term
of confinement in the Texas Youth Commission for the offense.
B.T. is presently charged with murder. The State filed a petition for
discretionary transfer (the transfer motion) asking that the trial court waive
its exclusive jurisdiction and order that B.T. be transferred to the appropriate
district court for criminal proceedings. The State also filed a motion for
completion of the diagnostic study and investigation required by Texas Family
Code section 54.02(d). Respondent granted the State's motion and ordered that
Emily Fallis, Ph.D. assist the Smith County Juvenile Services Department in
making the following investigations and assessments:
1. A complete diagnostic study, social evaluation, and full investigation of
the child, his circumstances, and the circumstances of the alleged offense
2. The background of the child
3. The sophistication and maturity of the child
4. The record and previous history of the child
5. The prospects of adequate protection of the public and the likelihood of
the rehabilitation of the child by use of procedures, services, and facilities
currently available to the juvenile court.
Dr. Fallis performed a diagnostic study and submitted a ten and one-half page
single spaced report in which she related the details of B.T.'s background, his
mental status and her observations, his testing results, information pertaining
to his fitness to proceed, and a five-Axis psychological diagnosis. Dr. Fallis
concluded in her report that B.T. has a mental disease or defect which
substantially impairs his capacity to understand the allegations against him and
the proceedings in juvenile court or to assist in his own defense.
Consequently, Dr. Fallis deferred proffering an opinion on B.T.'s capacity to be
adjudicated as an adult until he was fit to proceed. She recommended that B.T.
receive inpatient psychiatric treatment to help him attain a minimal level of
fitness to proceed and then be reevaluated for purposes of the State's transfer
motion.
At the joint urging of B.T.'s counsel and the State, and after reviewing Dr.
Fallis's report, Respondent ordered that B.T. be sent for ninety days to a state
hospital. B.T. was committed to the Vernon State Hospital where, after
undergoing treatment and counseling, he was deemed to have reached a minimum
level of fitness to proceed. He was returned to Smith County, and Respondent set
a transfer hearing for May 13, 2010.
At a detention hearing for B.T. on May 3, 2010, the respective counsel for
B.T. and the State inquired whether Respondent would reschedule the transfer
hearing to allow Dr. Fallis or some other professional sufficient time to
complete the diagnostic study. Respondent explained that I think we are at the
point where I've got so much in front of me that's of a psychological evaluative
nature that the Court is very comfortable proceeding on that and making the
correct determinations under the statute. He then informed counsel that he
would consider the reports from Dr. Andrews, Dr. Fallis, and Vernon State
Hospital sufficient under section 54.02(d). B.T.'s counsel objected that each of
these three reports addressed B.T.'s fitness to proceed, and are not the
complete diagnostic study required by statute.
B.T. filed a motion requesting the trial court to reconsider its May 3
ruling, which was denied. This original proceeding followed. Along with his
petition for writ of mandamus, B.T. filed a motion for emergency relief
requesting a stay of the transfer hearing until this court ruled on the merits
of his petition. We granted the stay.
Held: Mandamus denied. Stay lifted
Memorandum Opinion: Mandamus relief is proper only to correct a clear
abuse of discretion when there is no adequate remedy by appeal. In re Prudential
Ins. Co. of Am., 148 S.W.3d 124, 135-36 (Tex.2004); Walker v. Packer, 827 S.W.2d
833, 839 (Tex.1992). A trial court has no discretion in determining what the law
is or applying the law to the facts. Walker, 827 S.W.2d at 840. Thus, a clear
failure by the trial court to analyze or apply the law correctly is an abuse of
discretion. Id. An appellate remedy is adequate when any benefits to mandamus
review outweigh the detriments. In re Prudential, 148 S.W.3d at 136.
A party seeking mandamus relief must generally bring forward all that is
necessary to establish the claim for relief. See Walker, 827 S.W.2d at 837; In
re Pena, 104 S.W.3d 719, 719 (Tex.App.-Tyler 2003, orig. proceeding); see also
Tex.R.App. P. 52. Therefore, it is B.T.'s burden to provide this court with a
sufficient record to establish his right to mandamus relief. See Walker, 827
S.W.2d at 837; In re Pena, 104 S.W.3d 719.
B.T. admits that the trial court ordered the required complete diagnostic
study. He contends, however, that the court's failure to allow the completion
of the study once he returned from Vernon State Hospital constitutes an abuse of
discretion. B.T. further complains that the reports Respondent plans to consider
in the transfer hearing--those prepared by Dr. Andrews, Dr. Fallis, and the
Vernon State Hospital--address only B.T.'s fitness to proceed. He also asserts
that the reports do not investigate or assess his circumstances, or the
circumstances of the offense or any of the requirements ordered by the Court
pursuant to § 54.02. The State admits that the trial court's order is perhaps
not an overt abuse of discretion. But the State also expresses its concern that
the reevaluation and additional report B.T. requests may be mandatory under
section 54.02(d).
A juvenile court may waive its exclusive original jurisdiction and transfer a
child to the appropriate district court or criminal district court for criminal
proceedings under the circumstances prescribed by statute. See TEX. FAM.CODE
ANN. § 54.02(a) (Vernon Supp.2009). Before any such transfer may occur, the
juvenile court must conduct a hearing without a jury to consider transfer of the
child. Id. § 54.02(c) (Vernon Supp.2009). Prior to the transfer hearing, the
juvenile court must order and obtain a complete diagnostic study, social
evaluation, and full investigation of the child, his circumstances, and the
circumstances of the offense. TEX. FAM.CODE ANN. § 54.02(d) (Vernon Supp.2009).
A child can be treated as an adult offender only if the juvenile court has
ordered and obtained a diagnostic study of the child or if the child has
effectively waived the diagnostic study. R.E.M. v. State, 532 S.W.2d 645, 648
(Tex.Civ.App.-San Antonio 1975, no writ).
This Court's Review and the Record
The legislature has not defined complete diagnostic study. See TEX.
FAM.CODE ANN. § 54.02 (Vernon Supp.2009). However, the statutory requirement of
a complete diagnostic study bears upon the maturity and sophistication of the
child and relates to the questions of culpability, responsibility for conduct,
and ability to waive rights intelligently and assist in the preparation of a
defense. L.M. v. State., 618 S.W.2d 808, 811 (Tex.App.-Houston [1st Dist.] 1981,
writ ref'd n.r.e.). The paramount concern of the juvenile court is the
qualitative content of a diagnostic study, rather than a mere quantitative
checklist of included items. Id. at 811-12. The completeness of a diagnostic
report is to be determined by the juvenile court itself. In re J.C.J., 900
S.W.2d at 754. However, this discretion is not unlimited. [FN2] See id. (ruling
on diagnostic study not to be overturned on direct appeal except for abuse of
discretion).
FN2. It is interesting to note that no cases exist in which the juvenile
court's ruling on the completeness of a diagnostic study under section 54.02(d)
has been tested by mandamus.
To determine whether B.T. is entitled to mandamus, we must first determine
whether the trial court abused its discretion in denying B .T.'s motion for the
completion of Dr. Fallis's report. In doing so, we would address whether the
trial court can comply with section 54.02(d) by, in effect, substituting the
Vernon State Hospital's report for a reevaluation and report by Dr. Fallis. If
we decided that question against B.T., we would then address B.T.'s argument
that the focus of the three reports (his fitness to proceed) renders them
substantively inadequate for purposes of the transfer hearing. A review of all
three reports would be integral to our review.
As previously stated, it is B.T.'s burden to provide this court with a
sufficient record to establish his right to mandamus relief. See Walker, 827
S.W.2d at 837; In re Pena, 104 S.W.3d 719. However, the reports of Dr. Andrews
and Vernon State Hospital are not included in the record before us. Without
these reports, we cannot fully consider whether the trial court's order
constitutes an abuse of its discretion. Consequently, B.T. has not shown that he
is entitled to mandamus relief. Therefore, we do not decide whether B.T. has an
inadequate remedy by appeal. See Tex.R.App. P. 47.1.
Conclusion: Because B.T. has not shown that he is entitled to mandamus
relief, his petition for writ of mandamus is denied. Our May 13 stay is lifted.