Error in adjudication admonishment by trial court
considered waived where no objection made by respondent's attorney.[In the
Matter of C.D.H.](09-1-9)
On December 16, 2008, the Texarkana Court of Appeals
held that where trial court admonished the child that he could be committed to
TYC until his eighteenth birthday, failure to objected waived error.
09-1-9. In the Matter of C.D.H.,
___S.W.3d.___, No. 06-07-00145-CV, 2008 WL 5213196 (Tex.App.-Texarkana,
12/16/08).
Facts:Three boys, one of which was C.D.H.,
approached two younger boys walking in Atlanta, Texas. C.D.H. held a toy gun to
the head of one of the boys and demanded money and a lighter. The younger boy,
not knowing that the gun was a toy gun, threw some change and the lighter toward
C.D.H. C.D.H. hit one of the younger boys in the face, and the two younger boys
ran away.
Based on this conduct, the State filed its petition
alleging delinquent conduct. Prior to the beginning of the adjudication
proceeding and after explaining the allegations against C.D.H., the trial court
admonished C.D.H. of the nature of the proceedings and the possible range of
punishment:
Okay. The nature of this proceeding is to determine
whether or not you are a juvenile who has engaged in delinquent conduct. A
possible consequence of this proceeding is that you could be committed to the
Texas Youth Commission where they're authorized by law to keep you until your
eighteenth birthday.
C.D.H.'s trial counsel did not object to this
admonition.
After hearing testimony, the trial court found that
C.D.H. did engage in delinquent conduct by committing the felony offense of
robbery in violation of
Section 29.02 of the Texas Penal Code
and the misdemeanor offense of assault in violation of
Section 22.01(a)(1) of the Texas Penal
Code. See Tex.
Penal Code Ann. § 22.01(a)(1) (Vernon
Supp.2008),
§ 29.02
(Vernon 2003). The trial court then sentenced C.D.H. to an indeterminate
sentence in the custody of the TYC not to exceed his nineteenth birthday. No objection was made when the trial
court pronounced its disposition.
When a juvenile court imposes an indeterminate sentence, it may only commit the
child to the custody of the TYC, and the TYC must release the child no later
than his or her nineteenth birthday.
Tex. Fam.Code Ann. § 54.04(d)(2)
(Vernon Supp.2008);
Tex. Hum. Res.Code Ann. § 61.084(e)
(Vernon Supp.2008). When the trial court imposes an indeterminate sentence for a
child who committed aggravated assault, the term of confinement in a TYC
residential facility ranges from twelve months to the child's nineteenth
birthday.
Tex. Hum. Res.Code Ann. § 61.084(e);
37 Tex. Admin. Code § 85.23(d)(3)
(2008) (Tex. Youth Comm'n,
Classification);
37 Tex. Admin. Code § 85.25(d)(3)
(2008) (Tex. Youth Comm'n, Classification,
Minimum Length of Stay).
C.D.H. contends that he has a fundamental right to be
sentenced in accordance with the trial court's admonishment. Disposition that
does not mirror the admonition, then, runs afoul of his federal and state
constitutional rights to due process and due course of law. The record clearly
establishes that trial counsel lodged no objection to the trial court's
admonition or disposition. C.D.H., then, is forced to address the issue of
preservation of error and convince this Court that the error of which he
complains is properly before this Court. First, he argues, the error is
structural or systemic in nature, making it immune from preservation and harm
analysis requirements. Alternatively, he contends the error is fundamental error
to which no objection is necessary. We conclude the error alleged is neither
and, therefore, was not preserved for our review.
Held:Affirmed
Opinion: Further, the error alleged here
is not immune from the requirement that it be preserved for our review. The
Texas Court of Criminal Appeals
has consistently held that the failure to object in a timely and specific manner
during trial forfeits complaints about the admissibility of evidence, even when
the error may concern a defendant's constitutional rights. See
Saldano v. State,
70 S.W.3d 873, 889 (Tex.Crim.App.2002).
All but the most fundamental rights may be forfeited if not insisted upon by the
party to whom they belong. See
Saldano,
70 S.W.3d at 887. An exception applies to
two relatively small categories of errors: (1) violations of waivable-only
rights; and (2) denials of absolute, systemic requirements. See
Aldrich v. State,
104 S.W.3d 890, 895 (Tex.Crim.App.2003);
Saldano,
70 S.W.3d at 888.
The Texas Family Code requires the judge to explain to the child certain
information at the beginning of an adjudication hearing.
Tex. Fam.Code Ann. § 54.03(b).
One of the requirements is the judge is to explain the nature and possible
consequences of the proceedings. Id. C.D.H. does not rely on
Section 54.03,
but makes only a constitutional argument. At one time, the failure to give the
explanations in
Section 54.03
did not have to be preserved for appeal by an objection, but later section (i)
was added requiring preservation.
Tex. Fam.Code Ann. § 54.03(i)
(Vernon Supp.2008). The Houston--First Court has read
Section 54.03(i)
as applicable only to omitted (as opposed to erroneous) admonishments, relying
on the rule prior to the enactment of
Section 54.03(i)
that no objection was required to preserve error regarding the omission of the
required juvenile admonishments. See
In re T.W.C.,
258 S.W.3d
218, 221 (Tex.App.-Houston [1st Dist.] 2008, no pet.)
(citing
In re C.O.S.,
988 S.W.2d 760, 767 (Tex.1999)). But
see
In re L.A.S.,
981 S.W.2d 691, 692 (Tex.App.-Houston [1st Dist.] 1998, no pet.)
(concluding that, even if
Section 54.03(b)
admonishment were inadequate, any error associated with the admonishment was not
preserved as required by
Section 54.03(i)).
C.D.H. does not address the error as one related to
Section 54.03(b).
Juvenile
proceedings are civil in nature.
Tex. Fam.Code Ann . § 51.13
(Vernon Supp.2008). Despite the civil nature of juvenile proceedings, the Texas
Supreme Court has recognized a juvenile's right to the essentials of due process
and fair treatment.
In re B.P.H.,
83 S.W.3d 400, 405 (Tex.App.-Fort Worth 2002, no pet.).
The Texas Supreme Court looks to authority from the Texas Court of Criminal
Appeals for guidance on issues of preservation of error. See
In re C.O.S.,
988 S.W.2d 760 (Tex.1999);
In re D.I .B.,
988 S.W.2d 753 (Tex.1999). Again, prior to
the enactment of
Section 54.03(i),
error associated with the trial court's failure to provide required
admonishments was treated as fundamental error to which no objection was
required. We note that the error alleged here is characterized differently and
was not briefed in terms of
Section 54.03.
Examples of rights that are waivable only include the
right to the assistance of counsel, the right to trial by jury, and a right of
appointed counsel to have ten days of trial preparation that a statute
specifically made waivable only.
Aldrich,
104 S.W.3d at 895. A waivable-only right
cannot be forfeited by a party's inaction alone; a defendant must take
affirmative action to waive such a right. See
Bessey v. State,
239 S.W.3d 809, 812 (Tex.Crim.App.2007).
In Bessey, the Texas Court of Criminal Appeals
held that a proper admonishment in an adult guilty plea was waivable only
because the court has a statutory duty to properly admonish defendants as
described by Article 26.13. A law that puts a duty on the trial court to act
sua sponte, creates a right that is waivable only. It cannot be a law that is
forfeited by a party's inaction. Id. (quoting Mendez, 138 S.W.3d
at 343). Thus, a court's failure to properly admonish a defendant cannot be
forfeited and may be raised for the first time on appeal unless it is expressly
waived. By contrast, the statute requiring the trial court to explain the
possible consequences of the proceedings in a juvenile adjudication
hearing explicitly requires preservation of any failure of the trial court to
provide the proper explanation.
While no precise rule has been announced for
determining if a right is waivable only instead of forfeitable, it is important
to be reminded of the reasons for requiring preservation of errors. Stated more
broadly, objections promote the prevention and correction of errors. When valid
objections are timely made and sustained, the parties may have a lawful trial.
Saldano,
70 S .W.3d at 887. Here, if the trial
court had been apprised of the misstatement of the law, the court could have
promptly corrected it and cured any error. There is no evidence that the trial
itself or the decision of the trial court was influenced in any manner by the
trial court's misstatement. Further, the omission does not directly or adversely
affect the interests of the public generally or bring disrespect to the judicial
process. See Dix and Dawson,
Texas Practice: Criminal Practice
and Procedure §
42.252 (2d ed.2001). We find that, if
there is a right to be sentenced to the range of punishment previously announced
by the trial court in a juvenile proceeding, it is not a right that is waivable
only, but may be forfeited.
Absolute, systemic requirements include jurisdiction
of the person, jurisdiction of the subject matter, and a penal statute's being
in compliance with the separation of powers section of the state constitution.
See
Aldrich,
104 S.W.3d at 895. As discussed
previously, there is simply no authority that would suggest that the type of
error alleged here is in the nature of a systemic defect. The error alleged
here, even though framed in terms of constitutional terms, does not fall within
the exceptions that would excuse failure to lodge an objection in the trial
court. It must have been raised in the trial court to preserve the issue for our
review.
Consistent with our conclusion in the instant case, this Court has concluded
that, within the context of juvenile probation revocation hearings, a due
process complaint must have been raised before the trial court to preserve the
error for appellate review. See
In re J.L.D.,
74 S.W.3d 166, 169 (Tex.App.-Texarkana 2002, no pet.).
Even if we were to conclude that this error need not
be preserved for our review, C.D.H.'s contention would fail in that he must, but
cannot show harm from, the alleged error. C.D.H. pled not guilty, and the record
does not show that C.D.H. suffered harm as a result of the trial court's initial
misstatement of the range of punishment and subsequent sentencing that might
go beyond the range initially pronounced.The record would not demonstrate
harm resulting from the error alleged.
Looking again at the closely related issue of failure to warn in strict
compliance with a
Section 54.03(b)
admonishment, the Texas Supreme Court explained that error associated with
Section 54.03
was not the type of error that defied analysis:
Nor is the data ... insufficient to conduct a
meaningful analysis of harm in this case. D.I.B. pleaded not true to the
allegations against her; she presented a defense; and she was found to be a
delinquent. There is no indication that, had D.I.B. known of the potential uses
of the record of an adjudication in juvenile court, she would have been
able to avoid an adjudication of delinquency. Nor is there any evidence that she
was offered and would have accepted an agreement to plead to an offense other
than murder as the basis for her adjudication. Absent a showing that the trial
court's failure to give the required explanation may have affected the
adjudication or the basis for it, the error was harmless.
D.I.B.,
988 S.W.2d at 759. The court further
explained that harm may be shown by proof that the juvenile could and would have
entered into a plea agreement with the State based on a lesser offense if he or
she had been properly admonished.
C.O.S.,
988 S.W.2d at 768. Such considerations
lend themselves to harm analysis of the error alleged here.
Conclusion:The error alleged here was not
preserved for our review and is not the type of error that is immune to
preservation requirements. We are left then with the general rule regarding
preservation of error: a party waives error unless the party preserves error for
appeal by objecting in the trial court. See Tex.R.App.
P. 33.1. Applying that general rule, the
absence of an objection, either at the time of the admonishment or at the time
the indeterminate sentence was pronounced, leads us to conclude that the alleged
error is not before this Court. We, therefore, overrule C.D .H.'s contention and
affirm the adjudication and disposition of the trial court.